Compliance Program Analyst
Company: Heartland Financial USA Inc
Location: Dubuque
Posted on: March 17, 2023
Job Description:
HTLF is an equal opportunity employer committed to creating a
diverse workforce. We consider all qualified applicants without
regard to race, religion, color, sex, national origin, age, sexual
orientation, gender identity, disability or veteran status, among
other factors.HTLF is a diversified financial services company
headquartered in Dubuque, Iowa. We deliver community banking at
scale by powering our geographically diverse group of banks with
technology, efficiency and strength - giving local decision-making
the opportunity and insights to focus on customers and growth.
Relationships have been the core of our company since its founding
in 1981. We're deeply invested in the communities we serve, and
that's why our clients choose us as their banking partners.What's
different about a career at HTLF? We believe our employees and
their diverse backgrounds, perspectives and skills are our greatest
assets. We wouldn't be HTLF without the people with whom we
surround ourselves and empower to enrich the lives of our
customers, employees and communities. We're dedicated to making
HTLF the best place to work - where your opinions are valued, your
feedback and ideas are heard, and your opportunities for personal
growth and professional development are endless.Assists in
Compliance Programs within the Advisory and CRA Groups to
facilitate HTLF Banks transition to CFPB.
Primary Responsibilities
- Participates in the establishment of and maintenance of the
Compliance Management System (CMS) including preparing training and
reporting.
- Assists in the development, implementation, and execution of
the CMS including specific regulatory programs.
- Assists in the administration of the Regulatory Administers
Change Management System while working with HTLF business lines to
update controls, procedures, and technology.
- Assists in the management of compliance projects.
- Acts as a compliance resource for business units.
- Serves as a Compliance Program owner for complex compliance
regulatory matters and recommends appropriate changes and updates
where needed.
- Assists in the identification, evaluation and summarization of
emerging risks and documents those risks in writing.
- Analyzes and provides credible challenges to business units
assessment of policies, procedures, processes, and systems.
- Listens to discussions with HTLF's regulators in connection
with inquiries, inspections, and exams.
- Listens to regulator trainings as necessary
- Creates materials for reporting to Risk and Audit
Committees.
- Completes annual E-Learning Plan and Bank Secrecy Act (BSA)
training as assigned and keeps up-to-date knowledge of BSA as it
relates to the job function.
Secondary Responsibilities
- Performs other duties as assigned.Management Responsibilities
- This job has no management responsibilities.
Qualifications
- Bachelors Business Administration/Management Or Related Field
required
- 3-5 years of experience compliance and/or audit required
- Strong knowledge of business processes and IT technologies
utilized in the Financial Services Industry required
- Strong project management, budgeting, and interpersonal skills,
makes sound decisions, and exhibits initiative and intuitive
thinking required
- Executive presence and a reputation for building strong
relationships with stakeholders and leading teams, both direct
reports and in peer/influence models required. Effectiveness in
working within a large scale and complex matrix organizations
required
- Solid understanding of rules, laws, and regulations, and
specific regulatory requirements impacting financial services
required including the design and implementation of Compliance
programs required
- Excellent communication skills in interacting with
non-executives, executive management, regulators, and across
several business lines and control functions required
- Effective persuasion skills, the ability to work effectively at
the highest levels of the organization, and networking and
influencing skills required. This person will be comfortable acting
as an agent for positive change with agility and flexibility
required
- Strong presentation skills with the ability to articulate
complex problems and solutions through concise and clear messaging
required
- Certified Regulatory Compliance Manager (CRCM) - American
Bankers Association - ABA preferredScheduled Weekly Hours:40Time
Type:Full timeThe targeted salary for this role is:$125,000.00You
may also be offered incentive compensation, and benefits.
Compensation may vary and is based on geographic location of the
specific role as well as the skills and experiences of the selected
candidate.
Keywords: Heartland Financial USA Inc, Dubuque , Compliance Program Analyst, Professions , Dubuque, Iowa
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